The need for special inferential rules for cheater detection derives from the fact that standard, domain-general conditional reasoning rules will fail to identify cheaters in many circumstances, and will misidentify reciprocators and altruists as cheaters in others.#
An indirect test of the cohesiveness of a society may be offered in the range of activities that are left open to informal rather than formal control.#
It is important to distinguish between mutualism and altruism because quite different selective processes must be invoked to account for the two classes of behaviors. Once common, mutualistic behavior will remain common under the influence of natural selection, even if individuals interact at random. In contrast, altruistic behavior can remain common only if some process causes altruistic morphs to interact assortatively. #
Sufficiently large collective actions decouple reward from effort, initiating a process of declining effort by some, which stimulates matching withdrawal by others. This free riding and the dwindling participation it engenders intensify punitive sentiments toward undercontributors, culminating in social systems organized around coercion and punishment (where rulers can deploy it) or culminating in dissolution (where they cannot).#
From the point of view of an individual involved in one project, others with diverging projects (and different views and values) appear to be free riders with respect to one’s favored enterprises.#
A norm of truth-telling developed pari passu with the punishment of free-riders. . . . We do not believe effective collective punishment could have evolved in the absence of a system of information-sharing in which truth-telling was rewarded and lying punished.#
Consistent with the “strength in numbers” and “divide and rule” maxims, punishment is characterized by increasing returns to scale, so the total cost of punishing a particular target declines as the number of punishers increases.#
Together, a predisposition to cooperate and a willingness to punish defectors is what we have termed strong reciprocity, and it is the combination of the two that is essential to the large-scale cooperation exhibited by our species.#
Because altruists receive lower payoffs than other group members, they benefit from reproductive leveling because this attenuates the within-group selective pressures working against them.#
Cooperation often unravels when the withdrawal of cooperation by the civic-minded intending to punish a defector is mistaken by others as itself a violation of a cooperative norm, inviting a spiral of further defections. In virtually all surviving societies with substantial populations, this problem is addressed by the creation of a corps of specialists entrusted with carrying out the more severe of society’s punishments. Their uniforms convey the civic purpose of the punishments they mete out, and their professional norms, it is hoped, ensure that the power to punish is not used for personal gain.#
The economic theory of cooperation based on repeated games proves the existence of equilibria with socially desirable properties, while leaving the question of how such equilibria are achieved as an afterthought.#
Even presupposing extraordinary cognitive capacities and levels of patience among the cooperating individuals, there is no reason to believe that a group of more than two individuals would ever discover the cooperative Nash equilibria that the [Folk Theorem] models have identified, and if it were to hit on one, its members would almost certainly abandon it in short order.#
A signaling equilibrium, however, does not require that the signal confer benefits on other group members. Antisocial behaviors could perform the same function: beating up one’s neighbor can demonstrate physical prowess just as convincingly as bravely defending one’s group. If signaling is to be an explanation of group-beneficial behavior, we must explain why group-beneficial signaling is favored over antisocial signaling. . . . Group competition provides a reason why the signaling that we observe tends to be group beneficial, while signaling theory provides a reason why signaling of any kind may be evolutionarily stable in a within-group dynamic.#
Because the truth-telling that is necessary to convert private to public information cannot be expected in the absence of social preferences and because public information is essential to the empirical plausibility of both the simple reciprocal altruism model and its indirect reciprocity variant, [reputation] models do not provide adequate explanations of cooperation among amoral and self-regarding individuals.#
[A public goods] game supports cooperative outcomes only if the group is small, the returns to cooperation are high, the behavior of each group member is known with a high degree of accuracy by all of the other group members, errors in execution are infrequent, and group members are very patient and interactions typically endure for many periods. The reason for the ineffectiveness of reciprocal altruism for groups with several members is simple. In groups of two, a free-rider cannot go undetected because a player’s payoff reveals the other player’s behavior. Equally important, when one member defects in order to punish a Defector, the punishment is uniquely targeted on the Defector. But, in groups larger than two, a player cannot infer who has defected from the knowledge of his own payoff. Moreover, a retaliatory defection punishes not only the initial defector, but also all other members of the group. Moreover, other group members may not have observed the initial defection and hence may think that a retaliatory defection is a free-riding defection, inviting further retaliatory defections.#
There is little evidence of reciprocal altruism in non-human animals. . . . A major impediment is that reciprocal altruism requires that animals act as if future payoffs are not greatly discounted. But non-human animals are extraordinarily impatient.#
While in some interactions, the one-shot prisoner’s dilemma or public goods game, for example, one can denote strategies as either altruistic or not independently of the distribution of behaviors in a population, this is not generally the case.#
The repetition of the interaction (which happens with probability δ) is analogous to genetic relatedness as a support for cooperative behaviors.#
An altruistic allele cannot proliferate if its bearers are no more likely to receive help from those with whom they interact than would occur by chance. All successful models of the evolution of altruistic behaviors share this positive assortment feature, including not only those stressing preferential interaction among siblings or other close genetic family members but also models of group competition for reproductive success.#
The self-interest axiom explains neither the frequency nor the effectiveness of punishment.#
With a short time horizon (10 periods) punishment promotes cooperation but lowers average payoffs, whereas with a long time horizon (50 periods) punishment increases the level of cooperation and average earnings.#
Punishing free-riders is itself a public good, and is no different from contributing to the public good itself; both confer benefits on others at a cost to oneself. . . . [Nevertheless] experimental subjects decline to contribute altruistically but once punishment is permitted they avidly engage in the altruistic activity of punishing low contributors.#
In light of these results [that humans have prosocial preferences], the evidence that the tragedy of the commons is sometimes averted and that collective action is a motor of human history is considerably less puzzling. The puzzle, instead, is how humans came to be like this.#
Institutions affect the rewards and penalties associated with particular behaviors, often favoring the adoption of cooperative actions over others, so that even the self-regarding are often induced to act in the interest of the group.#
Boundary-maintenance supported within-group cooperation and exchange by limiting group size and within-group linguistic, normative and other forms of heterogeneity . . . and we were able to construct social institutions that minimized the disadvantages of those with social preferences in competition with fellow group members, while heightening the group-level advantages associated with the high levels of cooperation that these social preferences allowed.#
These models [of altruism as “enlightened self-interest”] fail to explain two facts about human cooperation: that it takes place in groups far larger than the immediate family, and that both in real life and in laboratory experiments, it occurs in interactions that are unlikely to be repeated, and where it is impossible to obtain reputational gains from cooperating.#
While cooperation is common in many species, Homo sapiens is exceptional in that in humans cooperation extends beyond close genealogical kin to include even total strangers, and occurs on a much larger scale than other species except for the social insects.#
People easily understand that ‘primitives’ cement their social order by believing in ghosts and spirits, and gathering each full moon to dance together around the campfire. What we fail to appreciate is that our modern institutions function on exactly the same basis.#
Hierarchies serve an important function. They enable complete strangers to know how to treat one another without wasting the time and energy needed to become personally acquainted.#
The primal scene of morality . . . is not one in
which I do something to you or you do something
to me, but one in which we do something together.#Quoted in Michael Tomasello, Why We Cooperate (2009)
Children soon learn to lie also, but that comes only some years later and presupposes preexisting cooperation and trust. If people did not have a tendency to trust one another’s helpfulness, lying could never get off the ground.#
Imitation and conformity can create high degrees of intra-group homogeneity and inter-group heterogeneity, and on a faster time scale than that of biological evolution.#
Advertising my eye direction for all to see could only have evolved in a cooperative social environment in which others were not likely to exploit it to my detriment.#
Enforcing norms is an act of altruism, as the whole group benefits from my attempts to make the transgressor shape up.#
If the basic purpose of moral norms is to coordinate on the conditions under which one should cooperate in social dilemmas, this paper shows that the boundaries of such conditions must be fractal. In other words, as one focuses on the border of the area in signal space where the . . .
A great number of theories have been offered as to the root of the difference between the modern mind and the premodern mind. One neglected account comes from Georg Simmel’s Philosophy of Money, which argues that the rise of the mass money economy in the early modern era encouraged calculative . . .
If there exist no incentive or selective mechanisms that make cooperation in large groups incentive-compatible under realistic circumstances, functional social institutions will require a divergence between subjective preferences and objective payoffs – a “noble lie”. This implies the existence of irreducible and irreconcilable “inside” and “outside” perspectives on social institutions; . . .
This paper offers an increasing returns model of the evolution of exchange institutions building on Smith’s dictum that “the division of labor is limited by the extent of the market”. Exchange institutions are characterized by a tradeoff between fixed and marginal costs: the effort necessary to execute an exchange may . . .
The usual supposition in economics is that predefined rules are preferable to administrative discretion, in that the latter often precludes credible commitments, and introduces a social dilemma that an enforceable rule could solve (Simons 1936; Kydland and Prescott 1977; Root 1989).
This logic holds to the extent that one can rely . . .
Moral vegetarianism is back in the spotlight, this time after Ezra Klein’s criticism of the Chick-Fil-A cows. It’s an article of faith among many in the intellectual class, even some meat eaters, that it’s inevitable that future generations will regard meat eating with moral horror. The case is easy to . . .
A few years back there was a debate about “thick” versus “thin” libertarianism. The question was, should libertarians be concerned only with coercive restrictions on freedom, particularly from the state, or with softer, subtler, and more organic forms of social pressure as well? At this point the “thin” position was . . .
A great variety of political philosophies, libertarian, anarchist, pacifist, and even leftist, are essentially animated by some sentiment like Mr. Wollstein’s above. The appeal is obvious: a separate morality for collective action feels inconsistent. And more practically, it would seem to make it a lot easier for state actors to . . .
Richard Dawkins’ best-known scientific achievement is popularizing the theory of gene-level selection in his book The Selfish Gene. Gene-level selection stands apart from both traditional individual-level selection and group-level selection as an explanation for human cooperation. Steven Pinker, similarly, wrote a long article on the “false allure” of group selection . . .
Right-wingers often claim that Leftists, especially the campus left, decide political questions based mainly on feelings, as opposed to their own supposedly hard-nosed evaluation of the facts. The charge isn’t entirely unfair, but it’s not quite accurate either.
Facts and Feelings
First, the charge imagines some sort of two-mode decision module in . . .
Human cooperation, I’ve argued before, is remarkable and unlikely. Even more remarkable is that it ever got beyond the tribal scale of a couple dozen to a couple hundred people, given that the institutions necessary to sustain cooperation at that scale are very different from those necessary to sustain anonymous . . .
A second pass at the themes in The Meta Level Doesn’t Justify Itself. I’ll roll the two together at some point in the indefinite future.
Imagine you need money, and somehow you find yourself sitting across from Warren Buffet pitching a new business venture.
From a purely self-interested perspective, your best scenario . . .
Hayek’s 1960 book The Constitution of Liberty was criticized when it came out for being unsystematic in its normative commitments. Its structure is more of a series of considerations on a theme – certainly less tidy than a deduction from Rothbardian non-aggression or Randian egoism. And on the question of . . .
Social cooperation is the major thing to be explained in both sociobiology and economics. From the perspective of the former, most species never achieve it at all. From the perspective of the latter, most societies never get very far along compared to the advanced Western societies of the modern world.
One . . .